WOLFE&BLACK

Professional & regulatory

Facing an Investigation or Conduct Allegation?

Do not answer a serious allegation from memory. Wolfe & Black structures the allegations, evidence, chronology and documents so your response addresses what is actually being said.

We turn allegations into an evidence matrix

Allegation schedule

Each allegation separated into the fact alleged, evidence relied upon, your position and evidence that supports or contradicts it.

Chronology

Events reconstructed from contemporaneous records rather than recollection alone.

Response preparation

A focused factual response cross-referenced to the documents and issues that matter.

Evidence pack

A navigable index of the documents needed to support the response.

Scope depends on the regulator and stage.

We assess whether the work is non-reserved case preparation or whether authorised legal representation is required before accepting the instruction.